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Located
in Pasadena, California, Western International Securities, Inc. has
provided superior independent broker-dealer services for more than 15
years. Understanding the need to maintain a fluid approach that remains
compliant with developing trends, Western International Securities, Inc.
continually invests in the newest technologies to satisfy the needs of
its clients. Utilizing the MORCOM system, Western International
Securities, Inc. enhances access to a full range of technologies aimed
at providing a better experience for its clients. Western International
Securities, Inc.’s unique system connects clients to trading tools,
analytics, and document-archiving and library systems. Additionally,
Western International Securities, Inc.’s technologies make utilizing a
range of investment platforms, including open architecture, separate
account, and mutual funds, a much more streamlined process. Western
International Securities, Inc. provides mutual fund data from
Morningstar, a leading research provider operating in four continents
and offering products on Internet-, software-, and print-based
platforms. Western International Securities, Inc. also connects with
MorganMarkets, J.P. Morgan’s premier research gateway for analytics,
market data, tools, execution services, and post-trade clearance and
settlement. Western International Securities, Inc.’s integrated
technologies offer the most efficient Web-based services to enhance the
investment experience across the board. As always, Western International
Securities, Inc.’s full range of secure technologies maintain an
environmentally conscious approach by minimizing paper deliveries on a
day-to-day basis. Western International Securities, Inc. enacts client
investment decisions with the speed and satisfaction expected of a
premier broker-dealer firm. The Agency Trade Execution team at Western
International Securities, Inc. consists of proven professionals who
approach every situation with the goal of accomplishing an efficient
transaction backed by a knowledgeable client. In order to expand their
own knowledge of their ever-changing field, members of the Western
International Securities, Inc. team regularly attend Securities Industry
and Financial Markets Association (SIFMA) conferences that address
regulatory reform and risk mitigation, among a range of other important
topics. Western International Securities, Inc. has attended multiple
Annual Small Firm Conference and Exhibit events, and CEO Donald Bizub
will serve as a panelist on the Independent Contractor Panel at the 2nd
Annual Private Client Conference in New York City.
Locations
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70 South Lake Avenue, Suite 700
Pasadena, CA 91101, California 91101
Documents
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Dedicated Trade Execution and Support Services Prepared by the Staff of Western International Securities, Inc.
Western International Securities Blog on Bigsight
With over a decade of experience in the business, Western International Securities, Inc., offers clients a full complement of financial products and back-office services tailored to the needs of independent brokers and financial advisers. Registered Investment Advisors affiliated with Western International Securities, Inc. have many avenues open for expanding the services they provide to their clients. Utilizing the firm’s dedicated Operations Department, advisors are able to comfortably handle client requests for account opening, check requests, wires, and account transfers.
Western International Securities, Inc. also offers a dedicated trade execution desk, ensuring that advisors have the flexibility of multiple trading platforms. Through providing execution orders at competitive rates, Western International Securities, Inc. reduces cases of slippage and market impact, positively impacting the bottom line. Pricing is billed at a flat fee, per-trade rate. Western International Securities, Inc. offers an asset-based pricing model, featuring a single periodic fee, or transaction based pricing model. This fee is calculated based on the amount of assets place within an account to which asset-based pricing applies.
Western International Securities, Inc.-managed account solutions are highly tailored to the individual requirements of Registered Investment Advisors seeking to engage with and retain high net worth clients. The firm offers a full range of options, from turnkey programs. Learn more about how Western International Securities, Inc. Securities can help power your future at www.wisdirect.com.
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An Overview of Independent Broker-Dealers
Prepared by Western International Securities
All U.S. broker-dealer firms must register with the Financial Industry Regulatory Authority, a self-regulating, nongovernmental organization. Part of the registration process includes a requirement that the firm’s employees pass examinations about rules and procedures.
About Western International Securities
A fully independent firm, Western International Securities has provided a full range of client services for more than 15 years. The firm’s team endeavors to provide personalized attention and dedicated advocacy. Western International Securities additionally strives to implement the most effective technology solutions for clients and staff.
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